Peter Riera

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Material risk taker (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 5 Sep 2017)
    • [FCA CF] Manager of certification employee (since 5 Sep 2017)
  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Material risk taker (since 1 Nov 2019)
    • [FCA CF] Client dealing (since 5 Sep 2017)
    • [FCA CF] Manager of certification employee (since 5 Sep 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.