Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 9 Dec 2024)
    • [FCA CF] Manager of certification employee (since 27 Sep 2022)
    • [FCA CF] Material risk taker (since 27 Sep 2022)
    • [FCA CF] Client dealing (since 27 Sep 2022)
    • [FCA CF] Algorithmic trading (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 27 Sep 2022)
    • [FCA CF] Material risk taker (since 27 Sep 2022)
    • [FCA CF] Manager of certification employee (since 27 Sep 2022)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (30 Nov 2021 to 20 Jun 2022)
    • [FCA CF] Algorithmic trading (29 Dec 2020 to 20 Jun 2022)
    • [FCA CF] Client dealing (1 Aug 2017 to 20 Jun 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Nov 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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