Royal Bank of Canada

Date authorised
24 November 1988
Companies House
FC000981
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000
    Web
    https://www.rbccm.com/en/

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Kin Yip Loo

    IRN KKL01003

    • (561)CF21 Investment Adviser (3 Oct 2005 to 22 Mar 2006)
  • Kenneth Yik Pan Tsoi

    IRN KYT01002

    • (146)CF30 Customer (1 Nov 2007 to 28 May 2008)
    • (147)CF26 Customer Trading (31 Aug 2004 to 31 Oct 2007)
  • Kentaro Friis

    IRN KXF01197

    • (1561)CF30 Customer (8 Dec 2009 to 27 Jan 2012)
  • Kerr William Finlayson

    IRN KWF01010

    • (1963)[FCA CF] Client dealing (7 Mar 2017 to 26 May 2019)
    • (1962)CF30 Customer (22 Aug 2012 to 6 Mar 2016)
  • Kevin Breen

    IRN KXB01638

    • (1583)[FCA CF] Client dealing (15 May 2018 to 14 Oct 2022)
  • Kevin Broughton

    IRN KJB01158

    • (1580)[FCA CF] Manager of certification employee (15 Mar 2019 to 15 Jun 2019)
    • (1578)[FCA CF] Client dealing (13 Dec 2016 to 6 Jun 2020)
    • (1579)[FCA CF] Material risk taker (13 Dec 2016 to 6 Jun 2020)
  • Kevin Gormley

    IRN KXG01164

    • (377)CF26 Customer Trading (1 Dec 2001 to 21 Jan 2003)
  • Kevin O'Donovan

    IRN KMO01011

    • (239)[FCA CF] Client dealing (since 7 Mar 2017)
    • (241)[FCA CF] Manager of certification employee (since 7 Mar 2017)
    • (240)[FCA CF] Material risk taker (since 7 Mar 2017)
    • (1699)CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • (1700)CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
  • Kevin Paul Dirkse

    IRN KPD01022

    • (1039)CF30 Customer (3 May 2011 to 22 Mar 2013)
  • Kevin Roger Moses

    IRN KRM01035

    • (604)CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (707)[FCA CF] Client dealing

  2. controlled function added: (706)[FCA CF] Client dealing

  3. controlled function added: (705)[FCA CF] Client dealing

  4. controlled function added: (704)[FCA CF] Material risk taker

  5. controlled function added: (703)[FCA CF] Client dealing

  6. controlled function added: (702)[FCA CF] Client dealing

  7. controlled function added: (701)[FCA CF] Client dealing

  8. controlled function added: (700)[FCA CF] Client dealing

  9. controlled function added: (699)[FCA CF] Material risk taker

  10. controlled function added: (698)[FCA CF] Client dealing

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