Kerr William Finlayson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • [FCA CF] Manager of certification employee (since 25 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2019)
    • [FCA CF] Client dealing (since 1 Aug 2019)
    • [FCA CF] Manager of certification employee (1 Aug 2019 to 16 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2019 to 2 Jul 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 26 May 2019)
    • CF30 Customer (22 Aug 2012 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 26 May 2019)
    • CF30 Customer (22 Aug 2012 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Sep 2008 to 18 Sep 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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