Kevin Roger Moses

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hadron Capital LLP (no longer approved here)

    FRN 401378

    • CF10 Compliance Oversight (29 Nov 2004 to 23 Jun 2008)
    • CF11 Money Laundering Reporting (29 Nov 2004 to 23 Jun 2008)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.