Rowlands & Hames Insurance Brokers Limited

Date authorised
1 April 2013
Companies House
02195983
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rowlands & Hames Insurance Brokers Ltd
    181 Bristol Avenue
    Bispham
    Blackpool
    FY2 0FP
    UNITED KINGDOM
    Phone
    +4401253594211
    Web
    https://www.rowlands-hames.co.uk

  • Complaints Contact

    Rowlands & Hames Insurance Brokers Ltd
    181 Bristol Avenue
    Bispham
    Blackpool
    FY2 0FP
    UNITED KINGDOM
    Phone
    +4401253594211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Certificates representing certain security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Farnworth

    IRN AXF00101

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Apr 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew William Dalby

    IRN AWD00018

    • CF1 Director (1 Dec 2001 to 31 Dec 2004)
  • Anthony David Swallow

    IRN ADS00049

    • CF1 Director (1 Dec 2001 to 1 Nov 2008)
  • Colin William Wright

    IRN CWW00010

    • CF1 Director (1 Dec 2001 to 5 Apr 2002)
  • James Patrick Russell

    IRN JPR00011

    • CF30 Customer (since 3 May 2017)
  • John Anthony Isles

    IRN JAI01015

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 21 Apr 2017)
    • Responsible for Insurance Mediation (11 Feb 2005 to 30 Sep 2018)
    • CF1 Director (3 Aug 2004 to 8 Dec 2019)
  • Lynne Childs

    IRN LXC01510

    • CF1 Director (AR) (1 Apr 2011 to 13 Jun 2017)
  • Paul Andrew Robert Willis

    IRN PXW00314

    • SMF3 Executive Director (since 27 Jul 2022)
  • Robert Ian Willis

    IRN RIW00011

    • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
    • CF1 Director (1 Dec 2001 to 14 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Trevor Taylor

    IRN TXT00037

    • CF1 Director (1 Dec 2001 to 1 Nov 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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