James Patrick Russell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rowlands & Hames Insurance Brokers Limited
FRN 148191
- CF30 Customer (since 3 May 2017)
R & H Financial Planning Limited
FRN 768378
- (1)Employed By (since 3 May 2017)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (31 Mar 2016 to 31 Mar 2017)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF30 Customer (7 Jan 2015 to 9 Oct 2015)
James Trickett & Son (Financial Services) Ltd (no longer approved here)
FRN 182689
- (2)Employed By (3 Jul 2014 to 3 Oct 2014)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function removed: Employed By at R & H Financial Planning Limited
9 hours ago
controlled function added: (1)Employed By at R & H Financial Planning Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.