Andrew Farnworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rowlands & Hames Insurance Brokers Limited

    FRN 148191

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Apr 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • R & H Financial Planning Limited

    FRN 768378

    • (2)Employed By (since 21 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at R & H Financial Planning Limited

  2. controlled function added: (2)Employed By at R & H Financial Planning Limited