RoundShield Partners LLP

• Principal Place of Business

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

  Web

  https://www.roundshield.com

• Complaints Contact

  Roundshield Partners LLP

  2 Fouberts Place

  London

  Westminster

  W1F 7PA

  UNITED KINGDOM

  Phone

  +442035975100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Schneider

  IRN DXS12259

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• David Bernatowicz

  IRN DXB02807

  • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
• David Martin Slattery

  IRN DMS01263

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2022)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Diego Fernández Zamora

  IRN DXF00342

  • [FCA CF] Client dealing (since 16 Dec 2024)
• Drazen Visnjevac

  IRN DXV00115

  • [FCA CF] Client dealing (since 1 Aug 2024)
• Driss Benkirane

  IRN DXB02015

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (3 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • CF3 Chief Executive (3 Jan 2017 to 8 Dec 2019)
• Edgar-Javier Koenig Merediz

  IRN EXK00229

  • [FCA CF] Client dealing (since 18 Mar 2025)
• Eduardo Zapata Fernandez

  IRN EXZ01068

  • CF30 Customer (15 Feb 2018 to 6 Jun 2018)
• Egle Rimkute

  IRN EXR00039

  • [FCA CF] Client dealing (20 Jul 2020 to 17 Dec 2021)
• Eliott Cambounet-Doucet

  IRN EXC00386

  • [FCA CF] Client dealing (9 Sep 2024 to 30 Jul 2025)

• RS ISH ADVISORS LIMITED

  FRN 971500 · Appointed 8 Mar 2022

• ROUNDSHIELD ADVISORS (UK) LIMITED

  FRN 922779 · Appointed 16 Mar 2020 · Tied agent

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