David Martin Slattery

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frank Investments Limited
FRN 627697
- CF1 Director (AR) (since 20 Oct 2025)
- CF30 Customer (since 20 Oct 2025)
Great Point Partners UK, Ltd.
FRN 987915
- (1)Employed By (since 20 Oct 2025)
RoundShield Partners LLP (no longer approved here)
FRN 761167
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2022)
- CF30 Customer (8 Feb 2019 to 8 Dec 2019)
Torch Partners Corporate Finance Limited (no longer approved here)
FRN 195597
- CF30 Customer (15 Nov 2018 to 1 Feb 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (17 Jul 2015 to 8 Feb 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (17 Jul 2015 to 8 Feb 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (4 Jul 2011 to 27 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.