ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Jonathan Bryant

    IRN CJB01426

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Christopher Joseph MacDonald

    IRN CJM01420

    • CF30 Customer (10 Apr 2014 to 22 Dec 2016)
  • Christopher Limentani

    IRN CXL01447

    • CF30 Customer (1 Apr 2014 to 27 Feb 2015)
  • Christopher Luyckx

    IRN CXL00388

    • [FCA CF] Client dealing (since 8 Mar 2023)
  • Christopher Mark Frederick Hawley

    IRN CMH01081

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • Christopher Michael Pitcher

    IRN CMP01063

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Christopher Middleton

    IRN CJM01161

    • [FCA CF] Client dealing (since 14 Aug 2023)
    • [FCA CF] Material risk taker (6 Nov 2023 to 25 Feb 2025)
    • SMF3 Executive Director (6 Nov 2023 to 25 Feb 2025)
  • Christopher Philip Jones

    IRN CPJ01024

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Mar 2021)
    • CF2 Non Executive Director (1 Apr 2014 to 8 Dec 2019)
  • Claire Rachel Suddens-Spiers

    IRN CRS01051

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 1 Jan 2026)
  • Clementine Elwes

    IRN CXE01366

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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