ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Colin Isaac

  IRN CAI01005

  • [FCA CF] Client dealing (14 Aug 2023 to 18 Nov 2025)
• Connor Maxwell

  IRN CXM00643

  • [FCA CF] Client dealing (1 Jan 2026 to 16 Jan 2026)
• Conor Forde

  IRN CXF00313

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Courteney Morrison

  IRN CJM01444

  • [FCA CF] Client dealing (8 Sep 2021 to 12 May 2025)
• Daniel Bayly

  IRN DXB01099

  • [FCA CF] Client dealing (since 19 Feb 2025)
• Daniel Chung

  IRN DXC07409

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
  • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
• Daniel Sepahi

  IRN DXS00805

  • [FCA CF] Client dealing (since 7 Mar 2023)
• Daniel Sykes

  IRN DXS00650

  • [FCA CF] Client dealing (31 May 2022 to 25 Jul 2025)
• Daniela Nedialkova

  IRN DXN01166

  • [FCA CF] Client dealing (14 Aug 2023 to 21 May 2025)
• Darshan Rughani

  IRN DXR00211

  • [FCA CF] Client dealing (4 Nov 2020 to 5 Aug 2022)

No changes recorded yet.