ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Andre Szekely

  IRN DXS21395

  • [FCA CF] Client dealing (since 1 Jan 2026)
• David Andrew Bracewell

  IRN DAB01300

  • CF30 Customer (1 Apr 2014 to 18 May 2018)
• David Ian Phillips

  IRN DIP01003

  • CF30 Customer (1 Apr 2014 to 2 Oct 2017)
• David William James Garrett

  IRN DWG01036

  • CF2 Non Executive Director (1 Apr 2014 to 6 Dec 2016)
• Devanté Wallace

  IRN DXW00658

  • [FCA CF] Client dealing (since 6 Nov 2023)
• Diane Wilson

  IRN DXW01265

  • CF30 Customer (1 Apr 2014 to 31 Jan 2017)
• Dimitri Yannis Kallianiotis

  IRN DYK01003

  • CF30 Customer (24 Apr 2014 to 9 May 2018)
• Dominic Ball

  IRN DXB00675

  • [FCA CF] Client dealing (since 22 Jun 2022)
• Donal Thomas O'Neill

  IRN DTO00007

  • CF30 Customer (7 Jul 2014 to 5 May 2015)
• Doordarshini Heerah

  IRN DXH00697

  • [FCA CF] Client dealing (1 Jun 2023 to 10 Jan 2024)

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