ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

Date authorised
1 April 2014
Companies House
04710622
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    Capital House
    85 King William Street
    London
    City Of London
    EC4N 7BL
    UNITED KINGDOM
    Phone
    +442070002020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gaia Dean

    IRN GXD01153

    • [FCA CF] Manager of certification employee (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 14 Aug 2023)
  • Galathee Gosset

    IRN GXG14891

    • [FCA CF] Client dealing (10 Feb 2020 to 14 May 2021)
  • Gavin Alexander Tennant

    IRN GXT00301

    • [FCA CF] Client dealing (since 12 Feb 2025)
  • Gavin Charles Mitchell

    IRN GCM01073

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2014 to 1 Jun 2017)
  • Geoffrey James Lowery

    IRN GJL01053

    • [FCA CF] Client dealing (since 26 Jan 2022)
    • [FCA CF] Manager of certification employee (since 26 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jun 2021)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • George Thomas Shaw

    IRN GXS00637

    • [FCA CF] Client dealing (since 7 Dec 2023)
  • George-Sosei Karamanos

    IRN GXK01089

    • [FCA CF] Client dealing (since 26 Nov 2024)
    • CF30 Customer (1 Apr 2014 to 1 Aug 2014)
  • Giasone Ulisse Salati

    IRN GUS01001

    • CF30 Customer (1 Apr 2014 to 4 Mar 2015)
  • Gideon Adler

    IRN GXA01340

    • CF30 Customer (1 Apr 2014 to 24 Mar 2017)
  • Giovanni Uberto Amati

    IRN GUA01001

    • CF30 Customer (1 Apr 2014 to 8 Dec 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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