Geoffrey James Lowery

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • [FCA CF] Manager of certification employee (since 26 Jan 2022)
    • [FCA CF] Client dealing (since 26 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jun 2021)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Client dealing (8 Oct 2021 to 3 Dec 2021)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (5 Mar 2007 to 13 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.