ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gonzalo Lopez Eguiguren

  IRN GXL11400

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
• Guillaume Jean Michel Sarrauste

  IRN GJS01195

  • CF30 Customer (13 Jul 2016 to 16 Apr 2019)
• Haig Dalrymple Bathgate

  IRN HDB01007

  • CF29 Significant management (29 Sep 2014 to 16 Jan 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Hamilton Faber

  IRN HSF01008

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Hamish Ross

  IRN HXR80725

  • [FCA CF] Client dealing (9 Dec 2022 to 20 Nov 2023)
• Hannah Mary Finch

  IRN HXF00162

  • SMF3 Executive Director (since 21 Apr 2026)
  • SMF2 Chief Finance (since 21 Apr 2026)
• Haoqing Zhu

  IRN HXZ00035

  • [FCA CF] Client dealing (6 Sep 2023 to 29 Aug 2025)
• Harry Arthur William Kent

  IRN HXK00293

  • [FCA CF] Client dealing (since 6 Jan 2026)
• Harry Dow

  IRN HXD12288

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
• Harry Peter William Benson

  IRN HPB01031

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)

No changes recorded yet.