ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Harry Read

  IRN HXR11242

  • [FCA CF] Client dealing (since 3 Apr 2023)
• Helena Katherine Somervail

  IRN HKS01021

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Henry Bartlett

  IRN HXB00153

  • [FCA CF] Client dealing (since 1 Jun 2023)
• Henry Hayden

  IRN HXH00221

  • [FCA CF] Client dealing (since 22 May 2023)
• Hicham Tlemcani

  IRN HXT00161

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Hugo Bromell

  IRN HXB00243

  • [FCA CF] Client dealing (since 9 Jan 2023)
• Hugo Moniz Marques Da Cruz

  IRN HMM01075

  • CF30 Customer (1 Apr 2014 to 16 Apr 2015)
• Ian Harwood

  IRN IXH01077

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Ian Michael Wood

  IRN IMW01047

  • CF30 Customer (26 Apr 2016 to 6 Sep 2018)
• Ian Richard Cannacott

  IRN IXC01194

  • [FCA CF] Manager of certification employee (1 Nov 2023 to 6 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
  • CF30 Customer (12 Jan 2016 to 8 Dec 2019)

No changes recorded yet.