Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Louise Munns

    IRN RXM00298

    • (61)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2024)
  • Richard Edward John Wyatt

    IRN REW01034

    • (42)[FCA CF] Material risk taker (29 May 2024 to 24 Apr 2026)
    • (41)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
    • (39)SMF3 Executive Director (1 Apr 2022 to 29 May 2024)
    • (40)SMF1 Chief Executive (1 Apr 2022 to 28 May 2024)
  • Richard Stanton

    IRN RXS00619

    • (81)[FCA CF] Client dealing (24 May 2022 to 8 Nov 2024)
  • Robert Mark Leitao

    IRN RML01041

    • (96)[FCA CF] Material risk taker (5 Feb 2024 to 24 Apr 2026)
  • Robert McFadyen

    IRN RXM02809

    • (63)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Samuel Redding

    IRN SXR00957

    • (15)[FCA CF] Client dealing (17 Apr 2025 to 24 Apr 2026)
  • Shannon Gaye Nicholls

    IRN SGN01017

    • (74)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Simon John Collins

    IRN SXC00367

    • (67)[FCA CF] Client dealing (24 May 2022 to 14 May 2024)
  • Stephen Scott

    IRN SMS01182

    • (71)[FCA CF] Client dealing (24 May 2022 to 1 Mar 2024)
  • Steven Lee Frost

    IRN SXF00432

    • (95)SMF3 Executive Director (11 Jan 2024 to 24 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. requirement removed: OR-0196866

  2. requirement removed: OR-0263042

  3. controlled function added: (102)SMF3 Executive Director

  4. controlled function added: (101)SMF3 Executive Director

  5. controlled function added: (100)SMF16 Compliance Oversight

  6. controlled function added: (99)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (98)SMF16 Compliance Oversight

  8. controlled function added: (97)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (96)[FCA CF] Material risk taker

  10. controlled function added: (95)SMF3 Executive Director

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