Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (11 Jan 2019 to 8 Dec 2019)
    • CF29 Significant management (18 Mar 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (96)[FCA CF] Material risk taker (5 Feb 2024 to 24 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function added: (96)[FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited