Rothesay Life Plc

• Principal Place of Business

  The Post Building

  100 Museum Street

  London

  WC1A 1PB

  UNITED KINGDOM

  Phone

  +4402077705300

  Web

  https://www.rothesay.com

• Complaints Contact

  The Post Building

  100 Museum Street

  London

  WC1A 1PB

  UNITED KINGDOM

  Phone

  +4402077705300

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cameron Charles Richford Wilson

  IRN CXW00144

  • [FCA CF] Manager of certification employee (since 19 Jan 2023)
  • [FCA CF] Client dealing (since 15 Jan 2021)
• Caren Louise Gray

  IRN CXG00416

  • [FCA CF] Material risk taker (since 7 Apr 2026)
  • [FCA CF] Significant management (since 7 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2026)
  • [PRA CF] Key function holder (since 9 Mar 2026)
• Caroline Dunne

  IRN CXD00564

  • [PRA CF] Key function holder (2 Sep 2024 to 31 Dec 2025)
  • [FCA CF] Significant management (22 Jul 2024 to 31 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (22 Jul 2024 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (22 Jul 2024 to 1 Mar 2025)
  • [FCA CF] Material risk taker (22 Jul 2024 to 31 Dec 2025)
• Charles David Pickup

  IRN CDP01018

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Mar 2024)
  • CF2 Non Executive Director (5 Jan 2012 to 6 Mar 2016)
• Charles Denham

  IRN CXD00639

  • [FCA CF] Client dealing (since 28 Apr 2025)
• Charlotte Anne Cook

  IRN CAC01091

  • [FCA CF] Significant management (since 1 Dec 2020)
  • [FCA CF] Manager of certification employee (14 Jan 2025 to 20 Aug 2025)
• Chenliang Huang

  IRN CXH00982

  • [FCA CF] Client dealing (since 6 Jan 2026)
• Chiara Panzeri

  IRN CXP01406

  • [FCA CF] Client dealing (since 1 May 2024)
• Christopher Carrier

  IRN CXC00749

  • [FCA CF] Significant management (since 1 Oct 2023)
• Christopher Hugo Frederick Hamilton

  IRN CHH01024

  • [FCA CF] Manager of certification employee (since 1 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2024)
  • [FCA CF] Significant management (since 26 Mar 2024)
  • [FCA CF] Material risk taker (since 26 Mar 2024)
  • [FCA CF] Client dealing (since 26 Mar 2024)

No changes recorded yet.