Date authorised
19 January 2021
Companies House
12676044
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Jason Works
    Clarence Street
    Loughborough
    Leicestershire
    LE11 1DX
    UNITED KINGDOM
    Phone
    +4401509380127
  • Complaints Contact

    Roots Finance Group Ltd
    Jason Works
    Clarence Street
    Loughborough
    Leicestershire
    LE11 1DX
    UNITED KINGDOM
    Phone
    +4401509380127

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashleigh Ralph Charles Sims

    IRN AXS01406

    • SMF3 Executive Director (since 17 Jan 2023)
  • Colin Barry Gill

    IRN CXG35021

    • SMF3 Executive Director (since 25 Feb 2025)
    • CF3 Chief Executive (AR) (19 Jun 2024 to 10 Mar 2026)
  • Gareth Richard Love

    IRN GXL06506

    • [FCA CF] Significant management (since 1 Mar 2021)
    • SMF3 Executive Director (since 19 Jan 2021)
  • Lewis Mitchell Cursley

    IRN LXC00439

    • SMF3 Executive Director (19 Jan 2023 to 2 Jan 2024)
    • Responsible for Insurance Distribution (19 Jan 2023 to 2 Jan 2024)
  • Matthew James Bowler

    IRN MXB00976

    • SMF3 Executive Director (since 8 Mar 2025)
    • [FCA CF] Significant management (since 15 Jan 2025)
  • Peter Richard Willcocks

    IRN PRW01138

    • CF3 Chief Executive (AR) (since 15 May 2023)
    • [FCA CF] Significant management (since 1 Mar 2021)
    • Responsible for Insurance Distribution (since 19 Jan 2021)
    • SMF1 Chief Executive (since 19 Jan 2021)
  • Sabrina Serene Bianca Lodge

    IRN SXL91604

    • SMF3 Executive Director (since 8 Mar 2025)
  • Sean Walter Newman

    IRN SWN00004

    • [FCA CF] Significant management (1 Mar 2021 to 8 Dec 2023)
    • SMF3 Executive Director (19 Jan 2021 to 3 Jan 2024)
  • Steven Christopher Bailey

    IRN SXB00333

    • [FCA CF] Significant management (since 1 Mar 2021)
    • SMF3 Executive Director (since 19 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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