Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 13 Mar 2024)
-
Oakwood Capital Wealth Management Limited
FRN 1011382
- (2)Employed By (since 13 Mar 2024)
-
Roots Insurance Brokers Limited
FRN 930814
- [FCA CF] Significant management (since 1 Mar 2021)
- SMF3 Executive Director (since 19 Jan 2021)
-
The Mortgage Lodge Limited
FRN 935324
- Employed By (since 4 Nov 2020)
-
Mortgage Advice Bureau Limited
FRN 455545
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 26 Oct 2018)
-
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 26 Oct 2018)
-
The Mortgage Experts Limited
FRN 748910
- Employed By (since 26 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.