Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 13 Mar 2024)
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Oakwood Capital Wealth Management Limited
FRN 1011382
- (3)Employed By (since 13 Mar 2024)
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Roots Insurance Brokers Limited
FRN 930814
- CF3 Chief Executive (AR) (since 15 May 2023)
- [FCA CF] Significant management (since 1 Mar 2021)
- Responsible for Insurance Distribution (since 19 Jan 2021)
- SMF1 Chief Executive (since 19 Jan 2021)
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The Contractor Compliance Portal Limited
FRN 996056
- Employed By (since 15 May 2023)
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Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 17 Apr 2023)
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The Mortgage Lodge Limited
FRN 935324
- Employed By (since 17 Apr 2023)
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- CF1 Director (AR) (15 Jan 2016 to 1 Feb 2016)
- CF1 Director (26 May 2015 to 22 Jan 2016)
- Responsible for Insurance Mediation (26 May 2015 to 22 Jan 2016)
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- Employed By (15 Jan 2016 to 1 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
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