Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gaurav Ramesh Rege

  IRN GXR01284

  • [FCA CF] Client dealing (5 Oct 2020 to 17 Feb 2022)
• Gautam Mukherjee

  IRN GXM00708

  • [FCA CF] Client dealing (since 23 Jan 2025)
• George-Mihail Mandres

  IRN GXM22602

  • [FCA CF] Client dealing (3 Jul 2020 to 14 Nov 2020)
  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
• Ghady Azar

  IRN GXA00231

  • [FCA CF] Client dealing (since 6 Nov 2023)
  • [FCA CF] Manager of certification employee (since 6 Nov 2023)
• Gianluca Luigi Ettore Squassi

  IRN GLS01028

  • [FCA CF] Significant management (3 Jul 2020 to 27 Aug 2021)
  • [FCA CF] Material risk taker (3 Jul 2020 to 27 Aug 2021)
  • CF4 Partner (7 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
• Gleb Perelman

  IRN GXP00238

  • [FCA CF] Manager of certification employee (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 7 Mar 2022)
• Grant Michael Eldred

  IRN GME00012

  • [FCA CF] Significant management (29 May 2024 to 28 Nov 2025)
  • [FCA CF] Material risk taker (29 May 2024 to 28 Nov 2025)
• Han Zheng

  IRN HXZ00022

  • [FCA CF] Client dealing (7 Mar 2022 to 14 Oct 2022)
• Hariram Gajendran

  IRN HXG00274

  • [FCA CF] Client dealing (since 20 Apr 2026)
• Hilko Chang

  IRN HXC00313

  • [FCA CF] Client dealing (10 Oct 2024 to 16 Jan 2026)

No changes recorded yet.