Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Irene Sibille

  IRN IXS00199

  • [FCA CF] Client dealing (since 11 Jul 2022)
• Jack You

  IRN JXY00133

  • [FCA CF] Client dealing (11 Jun 2025 to 13 Oct 2025)
• Jacques Cailloux

  IRN JXC01493

  • [FCA CF] Client dealing (23 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 16 Aug 2021)
  • CF4 Partner (1 Aug 2016 to 8 Dec 2019)
• James Robert Edbrooke

  IRN JXE06786

  • [FCA CF] Manager of certification employee (since 3 Jul 2020)
  • [FCA CF] Client dealing (since 3 Jul 2020)
  • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
• James Wyatt

  IRN JAW01327

  • [FCA CF] Client dealing (since 19 Mar 2026)
• Jason Edwin Sippel

  IRN JES01222

  • SMF27 Partner (since 6 Jun 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
• Jason Francis Feasey

  IRN JFF01019

  • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • CF4 Partner (9 Aug 2019 to 8 Dec 2019)
• Jaymie Sullivan

  IRN JXS04089

  • [FCA CF] Manager of certification employee (since 9 Dec 2024)
• Jean Yi Wang

  IRN JYW01004

  • [FCA CF] Client dealing (3 Jul 2020 to 6 Jan 2022)
  • [FCA CF] Manager of certification employee (3 Jul 2020 to 6 Jan 2022)
  • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
• Jeffrey Anderson

  IRN JXA62109

  • [FCA CF] Manager of certification employee (26 Feb 2024 to 9 Dec 2025)
  • [FCA CF] Client dealing (17 May 2021 to 9 Dec 2025)

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