Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rokos Capital Management LLP
FRN 679721
- SMF27 Partner (since 6 Jun 2025)
- [FCA CF] Client dealing (since 28 Apr 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
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- SMF7 Group Entity Senior Manager (22 Jan 2019 to 31 Jan 2025)
- SMF22 Other Local Responsibility (7 Mar 2016 to 22 Jan 2019)
- CF30 Customer (18 Nov 2015 to 6 Mar 2016)
- CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
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- SMF7 Group Entity Senior Manager (22 Jan 2019 to 31 Jan 2025)
- SMF6 Head of Key Business Areas (17 May 2017 to 22 Jan 2019)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 19 May 2017)
- CF30 Customer (18 Nov 2015 to 6 Mar 2016)
- CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
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- CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.