Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Francis Gilbert

  IRN DFG01034

  • [FCA CF] Significant management (3 Jul 2020 to 16 Aug 2021)
  • [FCA CF] Material risk taker (3 Jul 2020 to 16 Aug 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2020)
  • CF4 Partner (1 Aug 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Sep 2015 to 30 May 2017)
  • CF10 Compliance Oversight (28 Sep 2015 to 30 May 2017)
• David Holmes

  IRN DAH01288

  • [FCA CF] Client dealing (11 Jan 2023 to 16 Jan 2026)
• David Kalajian

  IRN DXK00310

  • [FCA CF] Manager of certification employee (1 Nov 2023 to 2 Sep 2025)
  • [FCA CF] Client dealing (17 May 2023 to 2 Sep 2025)
• David William Jones

  IRN DXJ01509

  • [FCA CF] Manager of certification employee (22 Dec 2021 to 16 Jan 2026)
  • [FCA CF] Client dealing (3 Jul 2020 to 16 Jan 2026)
  • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
• Derek Paul O'Brien

  IRN DPO01037

  • CF30 Customer (25 Apr 2016 to 8 Dec 2019)
• Dmitry Green

  IRN DXG00251

  • [FCA CF] Client dealing (6 Oct 2021 to 12 Jun 2024)
  • [FCA CF] Significant management (2 Nov 2020 to 12 Jun 2024)
  • [FCA CF] Material risk taker (2 Nov 2020 to 12 Jun 2024)
• Dmytro Iatsenko

  IRN DXI00044

  • [FCA CF] Client dealing (since 7 Mar 2022)
• Dominic Simpson

  IRN DXS01152

  • [FCA CF] Client dealing (since 25 Jun 2025)
• Dougal Rees

  IRN DXR00636

  • [FCA CF] Client dealing (since 2 Apr 2026)
• Dusan Milijancevic

  IRN DXM02925

  • CF30 Customer (29 May 2018 to 4 Oct 2019)

No changes recorded yet.