David Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rokos Capital Management LLP (no longer approved here)
FRN 679721
- [FCA CF] Client dealing (11 Jan 2023 to 16 Jan 2026)
ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (8 Dec 2021 to 21 Oct 2022)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (20 Apr 2015 to 20 Apr 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (20 Sep 2011 to 3 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.