Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophia Connelly

  IRN SXC10521

  • [FCA CF] Client dealing (since 8 Jan 2026)
• Sorrall Beadsworth

  IRN SXB24319

  • SMF16 Compliance Oversight (26 Jan 2020 to 14 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2020 to 14 Apr 2022)
• Stephane Jean Maurice Nicolas

  IRN SXN01089

  • [FCA CF] Manager of certification employee (29 Jul 2020 to 28 Jan 2022)
  • [FCA CF] Client dealing (29 Jul 2020 to 28 Jan 2022)
  • CF4 Partner (29 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Stuart Riley

  IRN SXR01247

  • [FCA CF] Client dealing (30 Jul 2021 to 7 Nov 2022)
  • SMF27 Partner (9 Dec 2019 to 7 Nov 2022)
  • CF4 Partner (10 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (10 Nov 2015 to 8 Dec 2019)
• Sunil Chowdhury

  IRN SXC00895

  • [FCA CF] Client dealing (3 Oct 2022 to 27 Jun 2025)
• Tarik Hsaini

  IRN TXH00049

  • [FCA CF] Client dealing (since 12 Feb 2026)
  • [FCA CF] Manager of certification employee (since 12 Feb 2026)
• Tharsh Tharshan

  IRN TXT33641

  • [FCA CF] Client dealing (9 May 2022 to 26 Oct 2022)
• Theo Morris Clarke

  IRN TXM00271

  • [FCA CF] Manager of certification employee (since 23 May 2023)
  • [FCA CF] Client dealing (since 29 Jun 2021)
• Thomas Jacob Stanley Dove

  IRN TJD01085

  • [FCA CF] Client dealing (since 7 Mar 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2022 to 19 Feb 2026)
• Thomas Stolper

  IRN TXS01355

  • [FCA CF] Client dealing (23 Mar 2021 to 17 Feb 2022)

No changes recorded yet.