Stephane Jean Maurice Nicolas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rokos Capital Management LLP (no longer approved here)

    FRN 679721

    • [FCA CF] Client dealing (29 Jul 2020 to 28 Jan 2022)
    • [FCA CF] Manager of certification employee (29 Jul 2020 to 28 Jan 2022)
    • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (29 Apr 2019 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.