Rokos Capital Management LLP

• Principal Place of Business

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

  Web

  https://www.rokoscapital.com

• Complaints Contact

  Rokos Capital Management LLP

  23 Savile Row

  London

  Westminster

  W1S 2ET

  UNITED KINGDOM

  Phone

  +442036689000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Muraari Vasudevan

  IRN MXV00071

  • [FCA CF] Material risk taker (26 Mar 2021 to 17 Feb 2022)
  • [FCA CF] Client dealing (16 Sep 2020 to 17 Feb 2022)
  • [FCA CF] Manager of certification employee (16 Sep 2020 to 17 Feb 2022)
• Nail John Jacob

  IRN NJJ01030

  • [FCA CF] Client dealing (since 27 Apr 2023)
• Narendhranath Palani

  IRN NXP00225

  • [FCA CF] Client dealing (7 Mar 2022 to 20 Jan 2025)
• Natasha Siobhan Turner

  IRN NXT15390

  • [FCA CF] Client dealing (since 3 Jul 2020)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Nicholas Christian Dawson

  IRN NCD01022

  • [FCA CF] Client dealing (29 Jul 2020 to 28 Sep 2020)
  • CF4 Partner (12 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
• Nicholas Howard

  IRN NCH01028

  • CF4 Partner (28 Sep 2015 to 31 Jan 2019)
  • CF30 Customer (28 Sep 2015 to 31 Jan 2019)
  • CF3 Chief Executive (28 Sep 2015 to 8 May 2018)
• Nick Nieland

  IRN NPN01003

  • [FCA CF] Client dealing (19 Apr 2021 to 18 Jun 2024)
• Nitika Chandni Vyas

  IRN NCV01011

  • [FCA CF] Client dealing (3 Jul 2020 to 31 May 2021)
  • CF30 Customer (2 Aug 2017 to 8 Dec 2019)
• Oliver Bickley

  IRN OXB25212

  • [FCA CF] Client dealing (since 10 Oct 2024)
• Omar Alex Gzouli

  IRN OAG01014

  • [FCA CF] Client dealing (7 Oct 2020 to 18 Mar 2022)
  • [FCA CF] Manager of certification employee (7 Oct 2020 to 18 Mar 2022)
  • CF4 Partner (23 May 2017 to 8 Dec 2019)
  • CF30 Customer (23 May 2017 to 8 Dec 2019)

No changes recorded yet.