Nicholas Howard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Banco Santander, S.A.
FRN 136261
- [FCA CF] Manager of certification employee (since 6 Nov 2023)
- [FCA CF] Client dealing (since 23 Mar 2023)
ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (2 Sep 2021 to 15 Apr 2022)
Rokos Capital Management LLP (no longer approved here)
FRN 679721
- CF3 Chief Executive (28 Sep 2015 to 8 May 2018)
- CF30 Customer (28 Sep 2015 to 31 Jan 2019)
- CF4 Partner (28 Sep 2015 to 31 Jan 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF29 Significant management (17 Jun 2008 to 25 Feb 2010)
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.