Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jeffrey Alan Rush
IRN JAR01150
- CF28 Systems and controls (1 Nov 2007 to 13 Feb 2009)
- CF29 Significant management (1 Nov 2007 to 13 Feb 2009)
- CF15 Internal Audit (14 Jan 2005 to 16 Mar 2007)
- CF14 Risk Assessment (14 Jan 2005 to 16 Mar 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 13 Feb 2009)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 13 Feb 2009)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 16 Mar 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
Jens Leslie Penny
IRN JLP01109
- CF1 Director (AR) (18 Dec 2015 to 17 Jan 2020)
Joanne Huggett
IRN JXH01417
- [FCA CF] Significant management (since 4 Jul 2022)
John Reginald Buckingham
IRN JRB01230
- CF1 Director (AR) (6 Dec 2011 to 7 Oct 2014)
- CF1 Director (18 Feb 2011 to 7 Oct 2014)
Jokin Doria
IRN JXD00915
- [FCA CF] Significant management (since 3 Jan 2023)
Jonathan Wormald
IRN JXW01203
- CF1 Director (AR) (since 13 Mar 2025)
Jordan Harold Makin
IRN JHM01134
- CF1 Director (AR) (7 Nov 2013 to 7 Jun 2016)
Jordan Stewart
IRN JXS03481
- CF1 Director (AR) (22 Jan 2016 to 18 Feb 2020)
Judith Alderson
IRN JXA00621
- CF1 Director (AR) (since 4 Mar 2024)
Julian Patrick Kearney
IRN JPK01034
- SMF9 Chair of the Governing Body (since 9 Jun 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.