Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 15 Nov 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 11 Feb 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 11 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Feb 2022)
    • Responsible for Insurance Mediation (4 May 2016 to 30 Sep 2018)
    • CF3 Chief Executive (4 May 2016 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (5 Sep 2011 to 21 Sep 2015)
  • Rock Insurance Services Limited (no longer approved here)

    FRN 300317

    • CF28 Systems and controls (1 Nov 2007 to 13 Feb 2009)
    • CF29 Significant management (1 Nov 2007 to 13 Feb 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 16 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 16 Mar 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 16 Mar 2007)
    • CF1 Director (14 Jan 2005 to 13 Feb 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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