Rock Insurance Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Julie McPhee
IRN JXM02650
- SMF3 (AR) Executive Director function (since 9 Dec 2019)
- CF1 Director (AR) (8 Nov 2013 to 8 Dec 2019)
Karen Vyse
IRN KXV01180
- CF1 Director (25 Nov 2015 to 9 Aug 2019)
Katherine Carlson
IRN KXC01297
- CF1 Director (AR) (since 6 Oct 2025)
Kay Butt
IRN KXB01781
- CF1 Director (AR) (since 20 Sep 2013)
Kevin Stewart Hedges
IRN KXH01344
- CF8 Apportionment and Oversight (16 Feb 2007 to 31 Dec 2008)
- CF13 Finance (16 Feb 2007 to 16 Feb 2007)
- CF1 Director (16 Feb 2007 to 31 Dec 2008)
Kirsten Louise Hughes
IRN KXH27835
- CF1 Director (AR) (5 Aug 2021 to 11 Sep 2023)
Kris Field
IRN KXF00202
- [FCA CF] Significant management (since 1 Jan 2023)
Laszlo Juhasz
IRN LXJ00072
- [FCA CF] Significant management (1 Jan 2021 to 29 Oct 2021)
Lesley Anne Rollo
IRN LXR00182
- CF1 Director (AR) (17 Feb 2022 to 20 Feb 2026)
Lesley Corner
IRN LXC01428
- CF1 Director (AR) (6 Jun 2012 to 14 Dec 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.