Robocap Asset Management Limited

• Principal Place of Business

  60 Grosvenor Street

  London

  Westminster

  W1K 3HZ

  UNITED KINGDOM

  Phone

  +4402034571222

  Web

  https://www.robocap.com

• Complaints Contact

  60 Grosvenor Street

  London

  Westminster

  W1K 3HZ

  UNITED KINGDOM

  Phone

  +4402034571222

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barry Simon Cohen

  IRN BSC01050

  • [FCA CF] Client dealing (1 Jan 2023 to 2 Feb 2023)
  • [FCA CF] Material risk taker (1 Jan 2023 to 2 Feb 2023)
• Duncan Finnie

  IRN DJF01232

  • [FCA CF] Client dealing (25 Nov 2024 to 14 Feb 2025)
• Heenal Pravin Patel

  IRN HXP01082

  • [FCA CF] Client dealing (since 1 Jan 2023)
  • [FCA CF] Material risk taker (1 Jan 2023 to 26 Jul 2024)
• Jonathan Charles Cohen

  IRN JCC01240

  • [FCA CF] Client dealing (since 26 Jul 2024)
  • SMF3 Executive Director (since 23 Aug 2022)
  • SMF1 Chief Executive (since 23 Aug 2022)
• Lloyd Scott Reynolds

  IRN LSR01010

  • [FCA CF] Client dealing (28 Oct 2024 to 14 Oct 2025)
• Nicholas Martin

  IRN NXM02184

  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2022 to 12 Jun 2023)
  • SMF16 Compliance Oversight (23 Aug 2022 to 12 Jun 2023)
• Roy Hew Charles Mennell

  IRN RHM01077

  • SMF16 Compliance Oversight (28 Jun 2023 to 23 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2023 to 23 May 2024)
• Sara Hjortstig

  IRN SXH01185

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jul 2024)
  • SMF16 Compliance Oversight (since 10 Jul 2024)

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