Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (28 Jun 2023 to 23 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2023 to 23 May 2024)
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- [FCA CF] Material risk taker (17 Mar 2021 to 27 Apr 2022)
- CF30 Customer (6 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.