Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2023)
    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Jul 2024)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2023)
    • CF30 Customer (19 Nov 2015 to 2 Jan 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF27 Investment Management (3 Mar 2004 to 7 Oct 2005)
    • CF21 Investment Adviser (3 Mar 2004 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.