Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Frank Cardoza

  IRN NFC01011

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF23 Corporate Finance Adviser (9 Mar 2005 to 31 Oct 2007)
• Nicholas George Selby Tulloch

  IRN NGT01012

  • CF23 Corporate Finance Adviser (5 Jan 2004 to 11 Nov 2005)
• Nicholas John Donaldson

  IRN NJD01042

  • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
  • CF1 Director (1 Dec 2001 to 11 Jan 2002)
• Nicholas John Naylor

  IRN NJN01014

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
• Nicholas Paul Batram

  IRN NPB01045

  • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)
• Nicholas Rawson Sealy

  IRN NRS01034

  • [FCA CF] Client dealing (since 1 Apr 2022)
  • SMF3 Executive Director (4 Jan 2021 to 17 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Nick Mulhall

  IRN NXM00640

  • [FCA CF] Client dealing (26 Feb 2025 to 23 Jun 2025)
• Nico Manuel Konrad

  IRN NMK01020

  • CF30 Customer (13 Aug 2008 to 1 Jun 2009)
• Nicola Taylor

  IRN NXT01157

  • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
  • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
• Nicole Maietti

  IRN NXM00632

  • [FCA CF] Client dealing (since 30 Jan 2025)

No changes recorded yet.