Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luca Noventa

  IRN LXN00065

  • [FCA CF] Client dealing (5 Sep 2023 to 28 May 2025)
• Luis García de Fernando Tortosa

  IRN LXG00389

  • [FCA CF] Client dealing (26 Feb 2025 to 6 Feb 2026)
• Luke Stepien

  IRN LXS01882

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Mar 2017 to 8 Dec 2019)
• Marc Thom

  IRN MXT01203

  • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
• Marc-Xavier Fancy

  IRN MXF01183

  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
• Marco Santolo Ferrara

  IRN MXF01195

  • CF30 Customer (6 Feb 2008 to 25 Mar 2010)
• Marcus Frontera

  IRN MXF00502

  • [FCA CF] Client dealing (since 20 Jan 2024)
• Marine Adriane Clementine Dumoulin

  IRN MXD20351

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
  • CF30 Customer (14 Sep 2019 to 8 Dec 2019)
• Mario Escher

  IRN MXE01314

  • CF30 Customer (1 Nov 2007 to 10 Feb 2010)
  • CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
• Mark Allen Roble

  IRN MAR01163

  • CF11 Money Laundering Reporting (21 Feb 2006 to 7 Nov 2006)
  • CF10 Compliance Oversight (21 Feb 2006 to 7 Nov 2006)
  • CF1 Director (5 Oct 2004 to 9 Mar 2007)
  • CF8 Apportionment and Oversight (5 Feb 2003 to 5 Oct 2004)
  • CF3 Chief Executive (5 Feb 2003 to 5 Oct 2004)

No changes recorded yet.