Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Alexander Luen
IRN MAL01145
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (17 May 2013 to 8 Dec 2019)
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Matteo Introini
IRN MXI00180
- [FCA CF] Client dealing (since 19 Jul 2023)
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Matthew Arthur Kessler
IRN MAK01151
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)
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Matthew Elberts
IRN MXE01576
- CF30 Customer (17 Sep 2014 to 3 Jan 2017)
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Matthew Gehrke
IRN MXG01968
- CF30 Customer (19 Aug 2011 to 6 Nov 2014)
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Matthew James Davis
IRN MJD01191
- CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Apr 2004)
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Matthew Joshua Teys
IRN MJT01287
- [FCA CF] Client dealing (since 9 Dec 2019)
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Matthias Peter Hinterleitner
IRN MPH01140
- CF30 Customer (13 Dec 2011 to 23 Jan 2013)
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Max Beaney
IRN MXB01318
- [FCA CF] Client dealing (since 1 Sep 2025)
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Max van der Lee
IRN MXV00189
- [FCA CF] Client dealing (since 20 Jan 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.