Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maxime Charles Gabriel Carrat

  IRN MCC01193

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2021)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Maxime Franzetti

  IRN MXF01417

  • CF21 Investment Adviser (21 Dec 2005 to 6 Jan 2006)
  • CF23 Corporate Finance Adviser (21 Dec 2005 to 6 Jan 2006)
• Maxime Romain

  IRN MXR00421

  • [FCA CF] Client dealing (24 Sep 2021 to 3 May 2022)
• Maxwell James Valentine

  IRN MJV01033

  • CF21 Investment Adviser (19 Apr 2005 to 12 Aug 2005)
• Melinda Kym Morris

  IRN MKM01018

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2003)
• Mhoraig Louise Grossart

  IRN MLG01059

  • CF30 Customer (8 Sep 2010 to 28 Jun 2013)
• Michael Claes Mortensen

  IRN MCM01058

  • CF30 Customer (19 Jan 2009 to 30 Mar 2012)
• Michael De Groot

  IRN MXD01729

  • CF30 Customer (12 Aug 2008 to 22 Aug 2011)
  • CF22 Investment Adviser (Trainee) (7 Sep 2007 to 31 Oct 2007)
• Michael Foster

  IRN MXF01128

  • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
• Michael Francis Nally

  IRN MFN01003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)

No changes recorded yet.