Robert W. Baird Limited

Date authorised
1 April 2013
Companies House
01745463
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finsbury Circus House
    15 Finsbury Circus
    London
    City Of London
    EC2M 7EB
    UNITED KINGDOM
    Phone
    +4402074881212
    Web
    https://www.bairdeurope.com

  • Complaints Contact

    Finsbury Circus House
    15 Finsbury Circus
    London
    City Of London
    EC2M 7EB
    UNITED KINGDOM
    Phone
    +4402074881212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Frederick Lindermann

    IRN MFL01023

    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
  • Michael John Aitkenhead

    IRN MJA01144

    • CF21 Investment Adviser (10 Nov 2004 to 11 Nov 2005)
  • Michael Scott Magluilo

    IRN MSM01062

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF21 Investment Adviser (2 Jul 2004 to 31 Oct 2007)
  • Nader Khamneipur

    IRN NXK01306

    • CF30 Customer (31 Aug 2010 to 13 Apr 2018)
  • Nadia Poux

    IRN NXP01325

    • CF30 Customer (20 Nov 2007 to 1 Jun 2009)
  • Nadine Hellebrandt

    IRN NXH01433

    • CF30 Customer (15 Sep 2010 to 7 Oct 2011)
  • Najma Khan

    IRN NXK01194

    • CF11 Money Laundering Reporting (10 Nov 2006 to 20 Apr 2007)
    • CF10 Compliance Oversight (10 Nov 2006 to 20 Apr 2007)
  • Namrata Pai

    IRN NXP07931

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (3 Nov 2018 to 8 Dec 2019)
  • Nelson Pirouz

    IRN NXP01819

    • CF30 Customer (16 May 2016 to 23 Jan 2018)
  • Nicholas Charles Harvey

    IRN NCH01027

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2002)
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Recent activity

Updates to this firm's record on the FCA register.

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