Mark Allen Roble

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baird Capital Partners Europe Limited (no longer approved here)
FRN 150154
- CF10 Compliance Oversight (24 Feb 2006 to 7 Nov 2006)
- CF11 Money Laundering Reporting (24 Feb 2006 to 7 Nov 2006)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- CF11 Money Laundering Reporting (21 Feb 2006 to 7 Nov 2006)
- CF10 Compliance Oversight (21 Feb 2006 to 7 Nov 2006)
- CF1 Director (5 Oct 2004 to 9 Mar 2007)
- CF3 Chief Executive (5 Feb 2003 to 5 Oct 2004)
- CF8 Apportionment and Oversight (5 Feb 2003 to 5 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.