Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Justin Michael Mahlik
IRN JMM01291
- CF22 Investment Adviser (Trainee) (24 Oct 2006 to 30 Jun 2007)
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Karl Upton Monaghan
IRN KUM01002
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 May 2002)
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Katharina Massenko
IRN KXM00322
- [FCA CF] Client dealing (7 Sep 2020 to 20 Mar 2024)
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Katharine Jane Melzer
IRN KJM01133
- CF21 Investment Adviser (22 Jul 2005 to 27 Jul 2007)
- CF22 Investment Adviser (Trainee) (4 Aug 2004 to 22 Jul 2005)
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Keagan Brown
IRN KXB00553
- [FCA CF] Client dealing (16 Oct 2023 to 15 Aug 2025)
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Keith Anthony Hoad
IRN KAH01063
- CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- CF13 Finance (11 Jan 2006 to 31 Oct 2007)
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Kevin Hayes McNair
IRN KHM01016
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
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Kim Daniel Odemann
IRN KDO01009
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF22 Investment Adviser (Trainee) (7 Aug 2007 to 31 Oct 2007)
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Kulchetan Singh Sanga
IRN KXS01873
- CF30 Customer (8 Sep 2016 to 30 Jul 2018)
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Kurt Pablo Leopold Churruca
IRN KXL00390
- [FCA CF] Client dealing (since 18 Mar 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.