Keith Anthony Hoad

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lonsdale Capital Partners LLP

    FRN 519447

    • SMF27 Partner (since 28 Dec 2022)
  • Azini Capital Partners LLP

    FRN 402708

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2015 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2011 to 8 Dec 2019)
    • CF28 Systems and controls (23 Apr 2009 to 27 Jul 2011)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
    • CF13 Finance (11 Jan 2006 to 31 Oct 2007)
  • Baird Capital Partners Europe Limited (no longer approved here)

    FRN 150154

    • CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
    • CF13 Finance (6 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.