Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lars Olof Spenger
IRN LOS01006
- CF30 Customer (28 May 2008 to 16 Dec 2008)
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Laurent Pierre Fernand KAYSER
IRN LPK00012
- CF30 Customer (7 Dec 2015 to 6 Jun 2017)
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Leonard Marion Rush
IRN LMR01044
- CF1 Director (24 Sep 2007 to 28 Nov 2011)
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Leonid Levin
IRN LXL20704
- CF30 Customer (25 Sep 2019 to 8 Dec 2019)
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Lisa Jayne Woodfin
IRN LJW01042
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
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Lisa Ryan
IRN LXR01045
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
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Lloyd Budd
IRN LXB00102
- [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2023)
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Loic-Elie Taieb
IRN LXT01370
- CF30 Customer (5 Sep 2016 to 5 Jan 2018)
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Louis André Guy Duplan
IRN LXD00211
- [FCA CF] Client dealing (since 11 Aug 2025)
- [FCA CF] Client dealing (27 Apr 2022 to 22 Aug 2024)
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Lu Pan
IRN LXP12336
- CF30 Customer (8 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.