RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Sweeney
IRN BXS00084
- CF30 Customer (18 Mar 2008 to 29 Oct 2011)
Brian Thomas Golds
IRN BTG00002
- CF30 Customer (1 Nov 2007 to 13 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Brian Thomas Holden
IRN BTH00005
- CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2002)
Brian Thomas Shute
IRN BXS01247
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 24 Jan 2003)
Brian Thomson Scott
IRN BTS00005
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Brian Tivendale
IRN BXT00033
- CF30 Customer (1 Nov 2007 to 28 Oct 2008)
- CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Feb 2005 to 2 Feb 2006)
Brian William Payne
IRN BWP01015
- CF22 Investment Adviser (Trainee) (30 Jun 2003 to 12 Dec 2003)
Brian Wilson Tweedy
IRN BWT01021
- CF22 Investment Adviser (Trainee) (29 Jun 2006 to 18 May 2007)
Brigitte Clark
IRN BXC01258
- CF22 Investment Adviser (Trainee) (20 Nov 2003 to 11 Jun 2004)
Broderick Peter Gordan Davis
IRN BPD00002
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.