RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Catherine Rhianydd Nolan
IRN CRN01027
- CF30 Customer (16 Oct 2009 to 29 Oct 2011)
Cathleen Glen Williamson
IRN CGW01036
- CF21 Investment Adviser (7 Apr 2004 to 25 Mar 2005)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 7 Apr 2004)
Cedric Cunliffe
IRN CXC00036
- CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2006)
Cedric Norman Barber
IRN CNB00021
- CF22 Investment Adviser (Trainee) (23 Apr 2003 to 23 May 2003)
Celina Ahmed Caan
IRN ASK01043
- CF30 Customer (1 Nov 2007 to 27 Nov 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)
Charanpreet Singh Walia
IRN CSW01059
- CF30 Customer (1 Nov 2007 to 23 May 2008)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
Charis Durham
IRN CNM01041
- CF22 Investment Adviser (Trainee) (5 Sep 2006 to 27 Jul 2007)
Charles Adam Mosley
IRN CAM00031
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Charles Adams
IRN CXA00026
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2006)
Charles Bernard Williams
IRN CBW00002
- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.