Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (7 Dec 2020 to 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Jan 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 23 Jul 2010)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (430)Employed By (24 Jan 2007 to 23 Jul 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Apr 2004 to 25 Mar 2005)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 7 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.